Job Description:

This position is one of three openings supporting risk management initiatives for Clearing Broker Dealers by analyzing data across multiple systems to ensure accurate risk measures and reporting. Key responsibilities include data research, resolving discrepancies, and managing regulatory inquiries. Ideal candidates bring expertise in risk assessment and a proactive approach to enhancing risk frameworks.

Key Responsibilities

• Support operational and regulatory audits or inquiries in a timely and accurate manner. Facilitate alignment conversations, resolve escalated issues and act as a point of contact for business and senior leaders on regulatory inquiries and audits.


• Analyze, identify, research, and resolve requests for data, reports and statistics utilized by the team.


• Business Continuity Plan participant and representative for the Risk Management Team.Contributing member of a cross-functional sub-group for all Business Continuity Plans (BCP).


• Provide expertise to other areas for enhancement and implementation, inclusive of change control processes and other risk management functions. Proactively identify opportunities and recommend solutions to mitigate current and future business risk.


• Assist with control testing for the various control programs - SOX, PPA, and 17a-5.

Required Qualifications

• Bachelors degree or equivalent (4-years).


• 3-5 years of relevant experience.


• Finance, Risk or Accounting experience, preferably in a corporate environment.


• Financial/analytical reporting skills, including proficiency in Microsoft tools.

Preferred Qualifications

• Control design and testing.


• Strong internal and external relationship management skills.


• Excellent analytical capabilities and interpersonal skills.


• Strong communication skills - both verbal and written.

About Our Company
We're a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR ClearingPDN-9de8744c-5e35-4469-85c0-6a4fd9c6008f Apply Now