Regulatory Management Services, Managing Director, Onsite at State Street

Posted in General Business about 2 hours ago.

Type: Full-Time
Location: quincy, Massachusetts





Job Description:

Who we are looking for:

The GTS Regulatory Engagement Global Head is responsible for designing and implementing a robust, optimized, and effective program to facilitate the effective management of regulatory exams at State Street. This role with be responsible for the end-to-end lifecycle of key examinations globally across State Street that require strong relationship management skills, ability to effectively interact with regulators, oversee all inquiries, key stakeholder meetings, coordinate artifact and deliverables, and closure of examinations. This position will report directly to the Global Cyber & GTS GRC Risk Management Head.

What you will be responsible for:

This highly visible leadership role will focus on designing and implementing the strategic framework and program lifecycle to support all GTS exam management activities across State Street Globally. This includes enabling transparency in exam schedules and status, developing metrics and management reporting, managing related projects and initiatives, developing response content and improving content delivery, communicate program overviews via presentations, proactively monitoring the ever changing regulatory landscape and communicating key impacts to State Street, and preparing stakeholders for executive and regulatory meetings. Additionally, this leader will also capture lessons learned from each examination and update program accordingly as well as note certain reoccurring themes that warrant executive management's attention. This role is expected to deliver exceptional client service and maintain all related activities in an organized and consistent manner. As such, the proven ability to communicate effectively, think strategically, but ensure timely action, execution, and ownership are essential.

Education & Preferred Qualifications:


  • 10+ years' experience in financial services industry with knowledge/experience in compliance, regulatory matters, and/or direct related exam experience.

  • Holds a Masters in Law or Juris Doctorate (JD) with prior experience interacting with regulators or examiners (e.g., OCC, FRB, SEC/FINRA, etc.)

  • Strong attention to detail, organizational skills, program management skills, and a commitment to ensuring that information is consistently provided is accurate, complete and to the highest standard

  • Excellent interpersonal, leadership, organizational, negotiation, and communication (verbal and written) skills.

  • Client service skills -must demonstrate the judgment and ability to closely partner with and advise business and technology leaders (and other stakeholders) on regulatory interactions

  • Ability to learn new products, services, businesses while supporting them.

  • Ability to develop a mentoring, inclusive culture for both experienced team members and junior staff

  • Strong analytical skills, solid judgment, and the ability to evaluate complex business issues.

  • Ability to manage multiple workstreams involving different partners and groups.

  • Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills.

  • A relationship builder with the ability to establish, develop and maintain effective working relationships with regulators and with business and functional partners at the firm.

  • Strong understanding of global digital commerce, technology and cyber risk management beneficial


Why this role is important to us

Our Global Technology Services (GTS) Policy & Standard Management function will help drive progress within Global Technology Services (GTS), which is vital to State Street and is the key enabler for our business to deliver data and insights to our clients. We're driving the company's digital transformation and expanding business capabilities using industry best practices and advanced technologies such as cloud, artificial intelligence and robotics process automation.

We offer a collaborative environment where technology skills and innovation are valued in a global organization. We're looking for top technical talent to join our team and deliver creative technology solutions that help us become an end-to-end, next-generation financial services company.

Join us if you want to grow your technical skills, solve real problems and make your mark on our industry.

Salary Range:
$175,000 - $287,500 Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

Job Application Disclosure:

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

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