Requirements:


- Bachelor degree in Business or Finance
- 2-3 years experience in regulatory compliance in a financial institution
- Series 7 and/or Series 22 certifications


Pay: $65k - $75k
Onsite 5 days a week - Hybrid after employee returns from maternity leave


All qualified applicants will receive consideration for employment without regard to race, color, national origin, age, ancestry, religion, sex, sexual orientation, gender identity, gender expression, marital status, disability, medical condition, genetic information, pregnancy, or military or veteran status. We consider all qualified applicants, including those with criminal histories, in a manner consistent with state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.